Beth uses her thorough knowledge of securities and corporate law to help her clients more efficiently comply with the complex laws and regulations governing securities matters in connection with both clients’ revenue-enhancing corporate and securities transactions and ongoing securities compliance issues.
Beth is adept in helping public companies on nearly all aspects of transaction-driven and ongoing SEC compliance matters. Her clients benefit from her deep and practical understanding of the Securities Act of 1933 and the Securities Exchange of 1934 Act as updated and supplemented by the Sarbanes-Oxley Act and the Dodd-Frank Act. Such understanding includes preparation of registration statements, proxy statements and periodic reports, as well as the responsibilities of executive officers and directors under the securities laws.
Having worked both in private practice and as in-house counsel, Beth can quickly understand her clients’ needs and offer workable solutions in connection with their securities law compliance concerns.